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Deborah Wells Tucker

Capfinancial Securities, LLC

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About Deborah Wells Tucker

Deborah Tucker is a financial advisor who has been in the industry since 1991. Deborah is currently registered with Capfinancial Securities, LLC in Florida and has previously worked for several firms, including Prudential Investment Management Services LLC, Lincoln Financial Advisors Corporation, Transamerica Investors Securities Corporation, Princor Financial Services Corporation, Prudential Retirement Brokerage Services, Inc., Liberty Funds Distributor, Inc., Liberty Securities Corporation and Lehman Brothers Inc. Deborah holds Series 7, 63, and 66 securities licenses, and the SIE exam.

Firm Information

Deborah Tucker is currently registered with Capfinancial Securities, LLC. Capfinancial Securities, LLC is a Limited Liability Company formed on November 21, 2013. The firm is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Deborah Tucker’s Registration & Firm History

FL

07/26/2018 - Present

Capfinancial Securities, LLC (Tampa FL)

NJ

07/17/2017 - 05/21/2018

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

IN

01/27/2015 - 06/05/2017

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

NY

12/03/2008 - 01/21/2015

TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)

FL

02/24/2005 - 10/09/2008

PRINCOR FINANCIAL SERVICES CORPORATION (TAMPA FL)

CT

11/01/1999 - 10/11/2004

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. (HARTFORD CT)

MA

01/01/1998 - 09/10/1999

LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)

NY

08/26/1991 - 01/01/1998

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

NY

07/11/1990 - 08/07/1991

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 08/24/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/05/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Deborah Wells Tucker.
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