Unclaimed
Deborah Violette Sherriff is a financial advisor with Raymond James & Associates, Inc. Deborah has over 17 years of experience in the financial services industry and is licensed to provide investment advice in Florida. Deborah has a broad range of experience and holds Series 7, 9, 10, 63, 99TO and SIE licenses. In addition to her role at Raymond James, Deborah has previously worked for Raymond James Financial Services, Inc. and Howe Barnes Hoefer & Arnett, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/31/2006 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
01/11/2016 - 06/22/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
IL
04/04/2011 - 08/09/2011
HOWE BARNES HOEFER & ARNETT, INC. (CHICAGO IL)
BC
Issued 05/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/06/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/26/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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