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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Popp is a financial advisor with Wells Fargo Clearing Services, LLC. Deborah has been in the financial industry since 1993 and has held various roles at other firms including U.S. Bancorp Investments, Inc., PrimeVest Financial Services, Inc., and Fintegra, LLC. Deborah holds the Series 6, 7, and 63 licenses, as well as the SIE exam. She has been a registered representative in several states including Montana, Texas, Arizona, California, Idaho, Maine, Minnesota, Missouri, Nevada, New Hampshire, North Dakota, Oregon, South Carolina, Utah, Washington, and Wyoming. Deborah is also a registered investment advisor in Montana and Texas. Deborah specializes in providing financial advice and investment management services to individuals, businesses, corporations, charitable organizations, insurance companies, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MT
03/12/2019 - Present
Wells Fargo Clearing Services, LLC (MISSOULA MT)
MT
04/21/2010 - 05/17/2016
U.S. BANCORP INVESTMENTS, INC. (MISSOULA MT)
WY
12/12/2006 - 04/08/2010
PRIMEVEST FINANCIAL SERVICES, INC. (SHERIDAN WY)
WY
09/11/2006 - 12/15/2006
FINTEGRA, LLC (SHERIDAN WY)
AZ
07/12/1999 - 08/18/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (TUCSON AZ)
CA
07/01/1998 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
WA
09/10/1993 - 07/01/1998
SEAFIRST INVESTMENT SERVICES, INC. (SEATTLE WA)
IA
Issued 02/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/09/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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