Unclaimed
Deborah Sue Singh is a financial advisor with over 17 years of experience in the industry. Deborah is registered with TIAA-CREF Individual & Institutional Services, LLC and is licensed to provide investment advice in Colorado and Maine. Deborah has a strong background in securities and investments and holds several industry licenses, including Series 7, Series 6, Series 63, and Series 24. Deborah specializes in providing financial planning and investment management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CO
10/18/2022 - Present
Tiaa-Cref Individual & Institutional Services, LLC (DENVER CO)
CO
08/14/2018 - 09/13/2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
07/30/2004 - 11/26/2013
NFP SECURITIES, INC. (DENVER CO)
OR
01/29/2003 - 07/18/2003
M HOLDINGS SECURITIES, INC. (PORTLAND OR)
TX
10/25/2000 - 03/26/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 08/27/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/06/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/08/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/24/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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