Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Sue Jones is a financial advisor at Raymond James & Associates, Inc. Deborah has been working in the industry since 1995 and holds the following licenses: Series 7, Series 50, Series 52TO, Series 53, Series 63, Series 79TO and SIE. Deborah has been registered with Raymond James & Associates, Inc. since 2013. Previously, Deborah worked at Morgan Keegan & Company, Inc., Coastal Securities L.P. and Estrada Hinojosa & Company, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/02/2013 - Present
Raymond James & Associates, Inc. (Houston TX)
TX
02/22/2005 - 01/02/2013
MORGAN KEEGAN & COMPANY, INC. (DALLAS TX)
TX
08/25/2000 - 05/12/2005
COASTAL SECURITIES L.P. (HOUSTON TX)
TX
07/14/1997 - 08/25/2000
ESTRADA HINOJOSA & COMPANY, INC. (DALLAS TX)
NA
01/16/1995 - 06/25/1997
ALEX. BROWN & SONS INCORPORATED
BC
Issued 02/24/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 01/13/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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