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Deborah Stephanie Neloms

Nylife Securities LLC

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About Deborah Stephanie Neloms

Deborah Neloms is a Registered Representative with Nylife Securities LLC, based in New York, NY. Deborah has been in the industry since August 16, 2012. Deborah holds the Series 99 and SIE licenses and is active in the securities industry.

Firm Information

Deborah Neloms is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Deborah Neloms’s Registration & Firm History

NY

08/17/2012 - Present

Nylife Securities LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/16/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Deborah Stephanie Neloms. Review regulatory record here.
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