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Deborah Smith Graham

THE Leaders Group, Inc.

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About Deborah Smith Graham

Deborah Graham is a financial advisor with The Leaders Group, Inc. located in Littleton, CO. Deborah has been in the industry since 2006 and holds the Series 6 and Series 63 licenses. Deborah is a registered representative in Virginia. Prior to joining The Leaders Group, Inc., Deborah worked at Capital Brokerage Corporation and Securian Financial Services, Inc.

Firm Information

Deborah Graham is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Deborah Graham’s Registration & Firm History

CO

01/29/2018 - Present

THE Leaders Group, Inc. (LITTLETON CO)

VA

02/03/2014 - 03/24/2016

CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)

VA

03/12/2007 - 03/21/2012

CAPITAL BROKERAGE CORPORATION (RICHMOND VA)

VA

07/19/2006 - 03/05/2007

SECURIAN FINANCIAL SERVICES, INC. (MIDLOTHIAN VA)

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Licenses & Designations

BC

Issued 08/03/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Deborah Smith Graham.
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