Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Frankel has been in the financial services industry since November 1997. Deborah is currently registered with Western International Securities, Inc. in California and Florida as an investment advisor representative and a registered representative. Previously, Deborah worked at Financial West Group, Wachovia Securities, LLC, and Prudential Securities Incorporated. Deborah holds the Series 7, Series 63, Series 65, and SIE licenses. Deborah's specializations include financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/31/2022 - Present
Western International Securities, Inc. (Westlake Village CA)
CA
07/01/2005 - 06/06/2008
FINANCIAL WEST GROUP (THOUSAND OAKS CA)
MO
07/01/2003 - 07/07/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
11/19/1997 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 12/15/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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