Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Ebert is a financial advisor with over 15 years of experience in the industry. Deborah has a strong background in the financial services industry, having worked at UBS Financial Services Inc., Wells Fargo Clearing Services, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Deborah holds a Series 7, Series 9, Series 10, Series 66, and Series 99TO licenses. Deborah is currently registered with Wells Fargo Clearing Services, LLC and is licensed to provide investment advice in California and Texas. Deborah has expertise in a variety of areas including financial planning, portfolio management, and investment consulting. Deborah Ebert is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
09/30/2022 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
AZ
01/03/2022 - 10/04/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PHOENIX AZ)
CA
09/03/2010 - 08/02/2021
WELLS FARGO CLEARING SERVICES, LLC (WOODLAND HILLS CA)
CA
06/25/2007 - 09/10/2010
UBS FINANCIAL SERVICES INC. (WALNUT CREEK CA)
BOTH
Issued 08/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/20/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/16/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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