Unclaimed
Deborah Poland is a registered representative with PFS Investments Inc. Deborah is based in Tempe, Arizona, and has been in the industry since 1997. Deborah has worked at several firms, including Financial Network Investment Corporation and Royal Alliance Associates, Inc. Deborah is licensed to provide investment advice in the state of Arizona. Deborah has passed the Series 6, 63 and 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
AZ
08/29/2024 - Present
PFS Investments Inc. (TEMPE AZ)
CA
03/21/2001 - 08/01/2002
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
FL
07/09/1998 - 03/31/2000
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
CA
09/26/1997 - 05/29/1998
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
AZ
02/20/1998 - 03/10/1998
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
BC
Issued 08/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/28/2024
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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