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Deborah Poland

PFS Investments Inc.

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About Deborah Poland

Deborah Poland is a registered representative with PFS Investments Inc. Deborah is based in Tempe, Arizona, and has been in the industry since 1997. Deborah has worked at several firms, including Financial Network Investment Corporation and Royal Alliance Associates, Inc. Deborah is licensed to provide investment advice in the state of Arizona. Deborah has passed the Series 6, 63 and 7 exams.

Firm Information

Deborah Poland is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Deborah Poland’s Registration & Firm History

AZ

08/29/2024 - Present

PFS Investments Inc. (TEMPE AZ)

CA

03/21/2001 - 08/01/2002

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

FL

07/09/1998 - 03/31/2000

SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)

CA

09/26/1997 - 05/29/1998

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

AZ

02/20/1998 - 03/10/1998

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

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Licenses & Designations

BC

Issued 08/22/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/29/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/28/2024

SIE - Securities Industry Essentials Examination

BC

Issued 09/25/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Deborah Poland.
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