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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Schultz is an investment advisor representative who has been in the financial services industry since May 1994. Deborah is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Illinois and Texas and has worked for several firms throughout her career. Deborah has experience in a variety of financial services, including investment advisory, brokerage, and investment banking. She has passed several industry exams, including the Series 7, Series 9, Series 10, and Series 66 exams. Deborah is currently a board member for the Boulder Ridge North Single Family Homeowner Association. Deborah holds registrations in 34 states and is a registered investment advisor in Texas and Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
10/03/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
IL
03/16/2010 - 09/21/2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ORLAND PARK IL)
IL
06/01/2009 - 03/24/2010
MORGAN STANLEY SMITH BARNEY (ORLAND PARK IL)
IL
12/04/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ORLAND PARK IL)
IL
06/17/2004 - 12/05/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
IL
03/13/2001 - 06/02/2004
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
NY
07/13/1994 - 01/18/2001
CHASE SECURITIES INC. (NEW YORK NY)
NA
05/16/1994 - 06/07/1994
CHEMICAL SECURITIES, INC.
IL
01/01/1994 - 05/16/1994
CLAYTON BROWN & ASSOCIATES, INC. (CHICAGO IL)
BOTH
Issued 02/23/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/26/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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