Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Gwizd is an active investment advisor representative. Deborah has been in the securities industry since November 20, 1987. Currently, Deborah is an advisor representative at Merrill Lynch, Pierce, Fenner & Smith Inc. Deborah has been with Merrill Lynch since April 1997. Prior to this position, Deborah was an advisor representative at PRUDENTIAL SECURITIES INCORPORATED from August 1987 to February 1996. Deborah also worked for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED from October 1983 to October 1984. Deborah has a total of 3 state, 2 product, and 0 principal exams passed. Deborah also holds active registrations in 45 states for both investment advisor and broker-dealer activities. Deborah works with a wide range of clients including individuals, corporations, pension and profit-sharing plans, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
03/05/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HYANNIS MA)
NY
08/06/1987 - 02/16/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
10/19/1983 - 10/11/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 01/23/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/11/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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