Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Vince is an Investment Advisor Representative with New York Life Investment Management LLC. Deborah has been in the financial services industry since March 1996. Deborah Vince is registered with FINRA. The firm's main office is in New York, New York. The firm has 205 registered representatives and 20 investment advisory professionals. The firm serves a variety of client types including investment companies, pooled investment vehicles, corporations and other businesses, individuals (other than high net worth), and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
11/11/2009 - Present
NEW York Life Investment Management LLC (NEW YORK NY)
CA
07/28/2009 - 10/08/2009
NRP FINANCIAL, INC. (LONG BEACH CA)
CA
09/11/2008 - 03/16/2009
NRP FINANCIAL, INC. (CAPISTRANO BEACH CA)
CA
07/26/2005 - 05/09/2008
FINANCIAL TELESIS INC (ALISO VIEJO CA)
IA
08/06/2002 - 06/29/2005
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
MA
07/02/1997 - 07/24/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/20/1997 - 07/24/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
CA
10/07/1996 - 04/15/1997
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
IL
02/17/1995 - 10/01/1996
GATEWAY INVESTMENT SERVICES, INC. (OAK PARK IL)
BC
Issued 06/08/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1997
Series 7 - General Securities Representative Examination
BC
Issued 02/16/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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