Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Marie Mazzulla is a financial advisor at UBS Financial Services Inc. Deborah is a registered representative with over 30 years of experience in the financial industry. Deborah is a well-rounded advisor, with her passing of Series 7, Series 24, Series 63, and Series 66 exams. Deborah's credentials include a "General Securities Representative Examination" and "Uniform Combined State Law Examination." Deborah has held prior roles at KIDDER, PEABODY & CO. INCORPORATED and FIDELITY BROKERAGE SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
07/08/1997 - Present
UBS Financial Services Inc. (SAN JOSE CA)
NY
12/23/1985 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
09/21/1981 - 01/10/1986
FIDELITY BROKERAGE SERVICES, INC.
BOTH
Issued 07/07/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/10/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/1985
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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