Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Beasley is a financial advisor with Schwab Wealth Advisory, Inc. Deborah has been in the financial industry since 1997. She holds Series 6, 7, 9, 10, 24, 63, 66, 99TO and SIE licenses. Deborah is registered in 53 states, plus the District of Columbia, Puerto Rico and the Virgin Islands. Previously, Deborah was registered with TD AMERITRADE, INC., SCOTTRADE, INC., PRUCO SECURITIES, LLC., FIRST BROKERAGE AMERICA, L.L.C., PFIC SECURITIES CORPORATION, and MAGNA INVESTMENTS.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
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2
MO
01/25/2022 - Present
Schwab Wealth Advisory, Inc. (St. Louis MO)
MO
02/26/2018 - 01/25/2022
TD AMERITRADE, INC. (St Louis MO)
MO
02/02/2016 - 02/26/2018
SCOTTRADE, INC. (ST LOUIS MO)
MO
12/01/2015 - 01/21/2016
PRUCO SECURITIES, LLC. (ST. LOUIS MO)
MO
09/06/2000 - 04/23/2015
FIRST BROKERAGE AMERICA, L.L.C. (CREVE COUER MO)
TN
12/16/1999 - 09/08/2000
PFIC SECURITIES CORPORATION (FRANKLIN TN)
MO
04/29/1997 - 12/02/1999
MAGNA INVESTMENTS (ST. LOUIS MO)
BOTH
Issued 02/24/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/19/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/25/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/30/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/29/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2007
Series 7 - General Securities Representative Examination
BC
Issued 04/28/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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