Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Baum is a registered investment advisor representative at Park Avenue Securities LLC. Deborah has been in the industry since 1986 and is licensed to provide financial advice in a variety of states, including California, Idaho, Maryland, Massachusetts, Michigan, New Jersey, New Mexico, New York, North Carolina, Ohio, Pennsylvania, and Wisconsin. Deborah Baum is also registered with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA). Deborah Baum's areas of expertise include financial planning, portfolio management for individuals and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
10/09/2023 - Present
Park Avenue Securities LLC (NEW YORK NY)
NY
08/10/1989 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NA
01/30/1989 - 08/14/1989
SMA EQUITIES, INC.
NA
05/09/1987 - 06/22/1987
PHILIPS, APPEL & WALDEN, INC.
NA
04/25/1985 - 05/14/1987
SHEARSON LEHMAN BROTHERS INC.
IA
Issued 08/06/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/06/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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