Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Lynne Sopher is an investment advisor representative with Trek Financial. Deborah has been in the financial services industry for over 25 years. Deborah holds Series 6, 7, 63 and 65 licenses, and has a wealth of experience in financial planning and investment advisory services. Deborah also has experience in selling and servicing group employee benefit products. Deborah currently works in the Bellaire, TX office of Trek Financial.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
10/04/2010 - Present
Trek Financial (BELLAIRE TX)
TX
05/10/2019 - 06/30/2020
PURSHE KAPLAN STERLING INVESTMENTS (Bellaire TX)
TX
03/14/2016 - 06/03/2019
WORLD EQUITY GROUP, INC. (Bellaire TX)
TX
06/01/2005 - 03/18/2016
AXA ADVISORS, LLC (BELLAIRE TX)
NY
05/28/1996 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
05/10/2001 - 12/31/2001
TRUSTED SECURITIES ADVISORS CORP. (NEW YORK NY)
IA
Issued 09/10/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2006
Series 7 - General Securities Representative Examination
BC
Issued 05/24/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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