Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Lynn Tappan is a registered investment advisor representative with Eagle Strategies LLC. Deborah has been in the industry since 1987 and has held various roles at several firms including Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Neuberger Berman, LLC and SunTrust Investment Services, Inc. Deborah is licensed in Alabama, Delaware, District of Columbia, Florida, Georgia, Maryland, Pennsylvania, Virginia and West Virginia. Deborah has a strong background in financial planning, pension consulting and portfolio management for individuals and institutions. Deborah also provides educational seminars and publishes periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
08/09/2013 - Present
Eagle Strategies LLC (PENSACOLA FL)
VA
04/25/2011 - 03/18/2013
SPIRE SECURITIES, LLC (RESTON VA)
NJ
06/01/2009 - 05/13/2010
MORGAN STANLEY SMITH BARNEY (LAWRENCEVILLE NJ)
NJ
01/13/2009 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LAWRENCEVILLE NJ)
DC
05/18/2007 - 07/28/2008
NEUBERGER BERMAN, LLC (WASHINGTON DC)
DC
08/08/2006 - 04/02/2007
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
DC
01/13/2004 - 08/01/2006
SUNTRUST INVESTMENT SERVICES, INC. (WASHINGTON DC)
NY
02/23/2000 - 01/07/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
MO
04/09/1998 - 02/16/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
09/26/1997 - 03/25/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NC
10/22/1996 - 09/03/1997
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
MO
09/15/1995 - 07/31/1996
BOATMEN'S INVESTMENT SERVICES, INC. (ST. LOUIS MO)
FL
03/29/1994 - 09/18/1995
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NY
04/01/1991 - 03/31/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
03/13/1990 - 04/03/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/18/1989 - 03/12/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
03/25/1982 - 02/05/1986
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
IA
Issued 3/26/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/11/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/23/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/3/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/2/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 9/29/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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