Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Lynn Stokes is a financial advisor with Wedbush Securities Inc. Deborah has been in the financial services industry since 1985, and holds a Series 7, 63, 66, and SIE license. Deborah has experience working with a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. She provides financial planning, investment management, and other advisory services. Deborah also holds a Series 6TO license, signifying expertise in investment company products/variable contracts. She has a history of working with various firms including First Wall Street Corp., Miller & Schroeder Financial, Inc., and First Affiliated Securities, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/22/2015 - Present
Wedbush Securities Inc. (BONSALL CA)
CA
09/01/2000 - 12/31/2008
FIRST WALL STREET CORP. (BONSALL CA)
MN
08/26/1985 - 09/05/2000
MILLER & SCHROEDER FINANCIAL, INC. (MINNEAPOLIS MN)
NA
04/23/1985 - 08/20/1985
FIRST AFFILIATED SECURITIES, INC.
BOTH
Issued 06/17/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/20/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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