Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Lynn Key is a financial advisor with over 30 years of experience in the industry. Deborah has held a variety of roles with well-known firms such as Merrill Lynch, UBS Financial Services Inc, and Smith Barney. Currently, Deborah is registered as a registered representative (RR) with Wells Fargo Clearing Services, LLC, a registered broker-dealer and investment adviser.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/04/2018 - Present
Wells Fargo Clearing Services, LLC (BEVERLY HILLS CA)
CA
12/07/2005 - 09/13/2018
UBS FINANCIAL SERVICES INC. (BEVERLY HILLS CA)
NY
06/03/2002 - 12/09/2005
UBS INTERNATIONAL INC. (NEW YORK NY)
NJ
03/23/2001 - 06/03/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
05/01/1989 - 03/26/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
09/29/1988 - 04/06/1989
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NA
06/12/1987 - 07/26/1988
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
01/15/1987 - 05/27/1987
CANTOR, FITZGERALD & CO., INC.
NA
09/26/1985 - 01/23/1987
DREXEL BURNHAM LAMBERT INCORPORATED
NA
08/21/1985 - 09/13/1985
BARABAN SECURITIES, INC.
IA
Issued 05/06/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1990
Series 3 - National Commodity Futures Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Deborah Key is the right advisor for you? Invested Better is here to help.
