Unclaimed
Deborah Karton is a financial advisor at Kestra Investment Services, LLC in Glenview, IL. Deborah has been in the financial services industry since 2011. Deborah holds the Series 6, Series 63 and SIE securities licenses and is registered to sell securities in Arizona, Illinois and Pennsylvania. Deborah has previously worked at Signator Investors, Inc. and Transamerica Financial Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
10/31/2018 - Present
Kestra Investment Services, LLC (Glenview IL)
IL
05/13/2016 - 11/01/2018
SIGNATOR INVESTORS, INC. (GLENVIEW IL)
IL
09/19/2011 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (CHICAGO IL)
BC
Issued 10/20/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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