Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Haines is a financial advisor registered with Raymond James & Associates, Inc. with 35 years of experience in the financial industry. Deborah Haines has passed the Series 7, Series 9, Series 10, Series 63, and Series 65 exams. Deborah Haines is registered in Louisiana and Texas. Deborah Haines has also worked for MORGAN KEEGAN & COMPANY, INC., SMITH BARNEY INC., and LEHMAN BROTHERS INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
12/18/2017 - Present
Raymond James & Associates, Inc. (HOUSTON TX)
TX
09/25/1997 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (HOUSTON TX)
NA
09/08/1997 - 09/24/1997
MORGAN KEEGAN & COMPANY, INC.
NY
07/31/1993 - 09/12/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
11/23/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 12/18/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/17/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/17/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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