Unclaimed
Deborah Lopez Eagen is a financial advisor at Stonex Advisors Inc. She is a registered representative of the firm, which is headquartered in Birmingham, Alabama. Deborah Eagen has been in the financial industry since 1995 and has worked for a number of other firms in the past. She specializes in providing financial planning, portfolio management and financial consulting services to individuals, businesses and charitable organizations. Stonex Advisors Inc. is an independent registered investment advisor that is committed to providing high-quality financial services to their clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Financial consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
09/23/2019 - Present
Stonex Advisors Inc. (BIRMINGHAM AL)
AL
09/18/2015 - 10/02/2019
AMERIPRISE FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
AL
10/01/2013 - 09/08/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (MONTGOMERY AL)
AL
02/22/2013 - 10/14/2013
STERNE, AGEE & LEACH, INC. (MONTGOMERY AL)
AL
08/16/2010 - 01/25/2013
MORGAN STANLEY (MONTGOMERY AL)
AL
06/19/2008 - 11/13/2009
COLONIAL BROKERAGE, INC. (MONTGOMERY AL)
AL
03/01/2006 - 10/06/2006
MORGAN STANLEY DW INC. (MONTGOMERY AL)
MO
06/02/2005 - 09/29/2005
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (ST. LOUIS MO)
TX
07/24/2002 - 01/10/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
GA
03/06/1998 - 09/24/2001
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
NY
02/06/1998 - 02/12/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
GA
02/07/1997 - 01/27/1998
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
TX
02/06/1991 - 07/22/1996
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
GA
09/07/1990 - 02/27/1991
THE ROBINSON-HUMPHREY COMPANY INC. (ATLANTA GA)
BOTH
Issued 04/28/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/27/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/16/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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