Unclaimed
Deborah Hermerding has been in the financial services industry since November 13, 2000 and has a proven track record of providing comprehensive financial planning and investment advice. As a Registered Representative of Merrill Lynch, Pierce, Fenner & Smith Inc. since April 1974, Deborah provides services to a variety of clients, including high-net-worth individuals, corporations, and pension plans. Deborah is also an Independent Contractor providing judging and teaching activities for archery. She has a strong understanding of the financial markets and is committed to helping her clients achieve their financial goals. Deborah is a Series 7 and Series 66 licensed representative and is registered to provide financial services in many states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
07/27/2004 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SWANSEA IL)
BOTH
Issued 11/27/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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