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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Lisbona Minch is a financial advisor with over 40 years of experience in the industry. Deborah has been with UBS Financial Services Inc. since December 2008, prior to that she was with CITIGROUP GLOBAL MARKETS INC. Deborah is registered to provide investment advice in 31 states. Deborah holds FINRA Series 7, Series 63 and SIE licenses. Deborah specializes in providing financial advice to individuals, businesses, corporations, charitable organizations, pension and profit-sharing plans, insurance companies and tribal entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/26/2021 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
09/21/2007 - 12/17/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/03/2005 - 10/02/2007
HENLEY & COMPANY LLC (NEW YORK NY)
FL
01/04/1999 - 12/31/2004
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
06/01/1988 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NA
02/25/1982 - 06/01/1988
PHILIPS, APPEL & WALDEN, INC.
BC
Issued 06/08/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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