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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Rojas is a financial advisor with MML Investors Services, LLC. Deborah has been in the financial services industry since June 20, 1997. Deborah holds the Series 63, 65, 7, 12, 14, 24, 4, 53, and SIE licenses. Deborah previously worked for MSI Financial Services, Inc., Curran Advisory Services, Wachovia Securities, LLC, and First Albany Capital Inc.. Deborah specializes in providing financial advice to individuals, corporations, and retirement plans. Deborah's firm, MML Investors Services, LLC, offers a variety of financial services including financial planning, portfolio management, and asset allocation. MML Investors Services, LLC has over 72 billion dollars in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
03/25/2017 - Present
MML Investors Services, LLC (LATHAM NY)
NY
04/30/2007 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (LATHAM NY)
NY
11/02/2004 - 12/18/2006
CURRAN ADVISORY SERVICES (ALBANY NY)
MO
05/03/2004 - 12/13/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
02/04/1997 - 04/27/2004
FIRST ALBANY CAPITAL INC. (NEW YORK NY)
IA
Issued 06/22/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2000
Series 14 - Compliance Officer Examination
BC
Issued 10/11/2000
Series 12 - NYSE Branch Manager Examination
BC
Issued 09/21/2000
Series 4 - Registered Options Principal Examination
BC
Issued 08/24/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/28/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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