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Deborah L Polsene

Alliance-ONE Investments, LLC

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About Deborah L Polsene

Deborah Polsene is a financial professional with over a decade of experience in the securities industry. Deborah has a strong background in investments and is currently registered with Alliance-ONE Investments, LLC. Before that, Deborah worked with MSI Financial Services, Inc., Metlife Investors Distribution Company, New England Securities, Tower Square Securities, Inc. and Walnut Street Securities, Inc. Deborah holds the Series 7, Series 24 and SIE licenses. Deborah is dedicated to helping her clients achieve their financial goals.

Firm Information

Deborah Polsene is currently registered with Alliance-ONE Investments, LLC. Alliance-ONE Investments, LLC is a Limited Liability Company formed on October 20, 2016. The firm is registered with the SEC and has one approved registration.

Not reported

Assets Under Management

Not reported

Total Clients

428

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Deborah Polsene’s Registration & Firm History

OK

02/04/2019 - Present

Alliance-ONE Investments, LLC (Tulsa OK)

IL

10/09/2009 - 12/12/2016

MSI FINANCIAL SERVICES, INC. (AURORA IL)

NY

01/23/2012 - 07/08/2016

METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)

NY

01/23/2012 - 01/02/2015

NEW ENGLAND SECURITIES (NEW YORK NY)

CA

01/23/2012 - 09/06/2013

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

CA

01/23/2012 - 09/06/2013

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

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Licenses & Designations

BC

Issued 12/30/2009

Series 24 - General Securities Principal Examination

BC

Issued 12/12/2016

SIE - Securities Industry Essentials Examination

BC

Issued 10/08/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Deborah L Polsene.
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