Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Goode is a financial advisor with over 35 years of experience in the financial industry. Deborah has been registered with RBC Capital Markets, LLC since February 2024 and previously held positions at Wells Fargo Clearing Services, LLC, UBS Financial Services Inc., Independent Financial Securities, Inc., Scott & Stringfellow Investment Corporation, and Investment Corporation of Virginia. Deborah has passed both the Series 63 and Series 7 exams and specializes in providing financial planning, portfolio management, and investment advice to individuals, corporations, and institutions. Deborah is committed to helping clients achieve their financial goals and is known for her personalized service and attention to detail.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
02/29/2024 - Present
RBC Capital Markets, LLC (SYRACUSE NY)
NY
05/15/2008 - 02/27/2024
WELLS FARGO CLEARING SERVICES, LLC (SYRACUSE NY)
NY
07/31/1991 - 05/29/2008
UBS FINANCIAL SERVICES INC. (SYRACUSE NY)
NA
01/30/1991 - 06/21/1991
INDEPENDENT FINANCIAL SECURITIES, INC.
VA
10/19/1989 - 12/31/1990
SCOTT & STRINGFELLOW INVESTMENT CORPORATION (RICHMOND VA)
NA
04/23/1987 - 10/19/1989
INVESTMENT CORPORATION OF VIRGINIA
BC
Issued 05/15/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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