Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Galarneau is a financial advisor with over 30 years of experience in the industry. Deborah is registered with Cambridge Investment Research Advisors, Inc. and has held previous positions with CANTELLA & CO., INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Deborah is a Certified Financial Planner and has passed the General Securities Representative Examination (Series 7), the Uniform Securities Agent State Law Examination (Series 63), the Uniform Combined State Law Examination (Series 66) and the General Securities Principal Examination (Series 24). Deborah provides financial planning, pension consulting, educational seminars, market timing services, selection of other advisors, and portfolio management for individuals and businesses. Deborah is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
ME
12/14/2022 - Present
Cambridge Investment Research Advisors, Inc. (north Yarmouth ME)
ME
08/27/2009 - 12/09/2022
CANTELLA & CO., INC. (North Yarmouth ME)
NY
04/18/1989 - 02/06/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/23/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/08/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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