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Deborah L Bradford

Kingswood Capital Partners, LLC

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About Deborah L Bradford

Deborah Bradford is a financial professional with over 27 years of experience in the industry. Deborah is currently registered with Kingswood Capital Partners, LLC and has previously held positions with Wells Fargo Clearing Services, LLC, First Union Brokerage Services, Inc., and Stephens Inc. Deborah is licensed to provide investment advice and securities services in Georgia. Deborah holds a Series 6, 7, 24, 63 and 65 licenses. Deborah has been a financial professional since December 8, 1996.

Firm Information

Deborah Bradford is currently registered with Kingswood Capital Partners, LLC. Kingswood Capital Partners, LLC is a Limited Liability Company formed in 2016 and is registered to do business in all 50 U.S. states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Deborah Bradford’s Registration & Firm History

GA

08/15/2024 - Present

Kingswood Capital Partners, LLC (Stockbridge GA)

VA

10/01/2000 - 03/24/2022

WELLS FARGO CLEARING SERVICES, LLC (RICHMOND VA)

NC

08/11/1995 - 10/01/2000

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

AR

06/28/1994 - 07/20/1995

STEPHENS INC. (LITTLE ROCK AR)

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Licenses & Designations

IA

Issued 05/08/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/01/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/31/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/25/1997

Series 7 - General Securities Representative Examination

BC

Issued 06/27/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Deborah L Bradford.
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