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Deborah Kelly McPhilliamy

Harris Williams

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About Deborah Kelly McPhilliamy

Deborah McPhilliamy is a registered representative with Harris Williams in RICHMOND, VA. Deborah has been in the industry since April 1998 and holds licenses for Series 63, 24, 79TO, 99TO, SIE and 7. Previously, Deborah was employed at Wells Fargo Securities, LLC, Wachovia Securities, LLC, Morgan Stanley & Co., Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Deborah has a wide range of experience in the financial services industry and is committed to providing her clients with personalized advice and guidance.

Firm Information

Deborah McPhilliamy is currently registered with Harris Williams. Harris Williams is a Limited Liability Company that was formed in 2006. The firm is registered in 38 states and is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

270

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Deborah McPhilliamy’s Registration & Firm History

VA

12/27/2018 - Present

Harris Williams (RICHMOND VA)

NC

07/01/2003 - 12/07/2018

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

MO

06/20/2003 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

05/07/1999 - 11/25/2002

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

09/18/1997 - 05/14/1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/17/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/24/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/06/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Deborah Kelly McPhilliamy.
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