Unclaimed
Deborah Johnson is a financial advisor with Nations Financial Group, Inc. Deborah has been in the industry since 1985 and holds a variety of licenses and registrations, including Series 66, 63, 65, 24 and 4. Deborah has worked at a number of firms including 1st Discount Brokerage, Inc., Acument Securities, Inc. and A. G. Edwards & Sons, Inc. Deborah offers a variety of financial planning services to individuals, businesses, and trusts. Deborah also holds a real estate license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IA
03/06/2023 - Present
Nations Financial Group, Inc. (CEDAR RAPIDS IA)
IA
08/21/2002 - 10/18/2012
1ST DISCOUNT BROKERAGE, INC. (CEDAR RAPIDS IA)
CA
04/28/1997 - 08/21/2002
ACUMENT SECURITIES, INC. (SAN FRANCISCO CA)
MO
03/30/1989 - 04/28/1997
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
05/24/1985 - 04/06/1989
PAINEWEBBER INCORPORATED
BOTH
Issued 04/30/2001
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/08/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/31/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/1997
Series 24 - General Securities Principal Examination
BC
Issued 07/10/1997
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/1985
Series 3 - National Commodity Futures Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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