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Deborah Kay Johnson

Nations Financial Group, Inc.

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About Deborah Kay Johnson

Deborah Johnson is a financial advisor with Nations Financial Group, Inc. Deborah has been in the industry since 1985 and holds a variety of licenses and registrations, including Series 66, 63, 65, 24 and 4. Deborah has worked at a number of firms including 1st Discount Brokerage, Inc., Acument Securities, Inc. and A. G. Edwards & Sons, Inc. Deborah offers a variety of financial planning services to individuals, businesses, and trusts. Deborah also holds a real estate license.

Firm Information

Deborah Johnson is currently registered with Nations Financial Group, Inc.. Nations Financial Group, Inc. is a corporation formed in 1997 that provides financial planning, pension consulting, selection of other advisers, portfolio management for businesses and individuals, and other advisory services. The firm manages approximately $3.4 billion in assets for a variety of clients, including high net worth individuals, corporations, charitable organizations, and pension and profit sharing plans. The firm has offices in Cedar Rapids, IA and is registered with the SEC and in 51 states.
Nations Financial Group, Inc.

3925 FOUNTAINS BLVD NE

CEDAR RAPIDS, IA 52411

$3.40B

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Deborah Johnson’s Registration & Firm History

IA

03/06/2023 - Present

Nations Financial Group, Inc. (CEDAR RAPIDS IA)

IA

08/21/2002 - 10/18/2012

1ST DISCOUNT BROKERAGE, INC. (CEDAR RAPIDS IA)

CA

04/28/1997 - 08/21/2002

ACUMENT SECURITIES, INC. (SAN FRANCISCO CA)

MO

03/30/1989 - 04/28/1997

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

NA

05/24/1985 - 04/06/1989

PAINEWEBBER INCORPORATED

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Licenses & Designations

BOTH

Issued 04/30/2001

Series 66 - Uniform Combined State Law Examination

IA

Issued 12/08/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/31/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/22/1997

Series 24 - General Securities Principal Examination

BC

Issued 07/10/1997

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/30/1985

Series 3 - National Commodity Futures Examination

BC

Issued 05/18/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Deborah Kay Johnson.
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