Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Higel is a financial advisor with over 30 years of experience in the industry. Currently, Deborah is registered with LPL Financial LLC, working out of their Charlotte office. Previously, Deborah worked for Wells Fargo Clearing Services, LLC for over 20 years and has held positions at a number of other firms including Wachovia Securities, Inc., BB&T Investment Services, Inc., Transamerica Securities Sales Corporation, PNMR Securities, Inc. and Guardian Investor Services Corporation. Deborah holds Series 6, 7 and SIE licenses and has been registered in 27 states. Deborah's specializations include: 1, 2, 3, 4, 5, 6.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
09/06/2023 - Present
LPL Financial LLC (CHARLOTTE NC)
NC
06/15/2002 - 09/20/2023
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
09/16/1997 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
09/13/1996 - 07/24/1997
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
CA
08/20/1996 - 09/18/1996
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
MA
11/13/1995 - 06/10/1996
PNMR SECURITIES, INC. (BOSTON MA)
NY
08/13/1992 - 10/10/1995
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
BC
Issued 08/14/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1996
Series 7 - General Securities Representative Examination
BC
Issued 08/11/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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