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Deborah Joan Rosenthal

Lincoln Financial Distributors, Inc.

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About Deborah Joan Rosenthal

Deborah Rosenthal has been in the financial services industry since January 2009. Deborah currently holds a Series 6 and SIE license with Lincoln Financial Distributors, Inc. Deborah's primary office is located in Hartford, Connecticut.

Firm Information

Deborah Rosenthal is currently registered with Lincoln Financial Distributors, Inc.. Lincoln Financial Distributors, Inc. is a Corporation formed in August 1967. It is registered with the SEC and in all 50 states, as well as Puerto Rico. The firm has disclosed three regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

984

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Deborah Rosenthal’s Registration & Firm History

CT

01/26/2009 - Present

Lincoln Financial Distributors, Inc. (HARTFORD CT)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/23/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Deborah Joan Rosenthal.
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