Unclaimed
Deborah Foster is a financial advisor with DFA Securities LLC. Deborah has been in the financial services industry since 2006. Deborah is registered to conduct securities business in California, Illinois, Massachusetts, New York, and Texas. Deborah has a Series 66, Series 7, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/16/2006 - Present
DFA Securities LLC (SANTA MONICA CA)
BOTH
Issued 01/05/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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