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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Jean Frazier is a financial advisor with over 30 years of experience in the industry. Deborah Frazier is currently registered with Hightower Advisors, LLC in Illinois, New Jersey and New York and provides advisory services to a wide range of clients, including individuals, businesses, and charitable organizations. Deborah Frazier's specialties include financial planning, portfolio management, and treasury management for corporate clients. Deborah Frazier has a strong track record of success in helping her clients achieve their financial goals and is committed to providing them with personalized advice and exceptional service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
NY
03/18/2021 - Present
Hightower Advisors, LLC (New York NY)
NJ
01/26/2016 - 04/04/2017
MORGAN STANLEY (LAWRENCEVILLE NJ)
NJ
02/24/2012 - 02/18/2016
RBC CAPITAL MARKETS, LLC (PRINCETON NJ)
NY
03/31/2010 - 12/02/2010
WORLD GROUP SECURITIES, INC. (BROOKLYN NY)
NY
02/23/1984 - 06/30/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 09/14/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/27/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2017
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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