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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah McCulloch is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. She is registered with the Financial Industry Regulatory Authority (FINRA) as a Registered Representative and is licensed to sell securities in 43 states, as well as the District of Columbia and Puerto Rico. Deborah has been in the financial services industry since 2014. Previously, Deborah McCulloch worked at UBS Financial Services Inc. in Austin, Texas. Deborah McCulloch specializes in providing portfolio management services to individuals, businesses and pension plans. She has extensive experience in providing personalized financial advice and wealth management solutions to clients. Deborah McCulloch is committed to building long-term relationships with clients and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
11/15/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEWTON MA)
TX
10/06/2014 - 03/17/2016
UBS FINANCIAL SERVICES INC. (AUSTIN TX)
BOTH
Issued 11/14/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/21/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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