Unclaimed
Deborah Irene Williams is a registered representative with Sanford C. Bernstein & Co., LLC. Deborah holds a Series 7TO, Series 63 and SIE license. Deborah's current registration is active in Texas. Deborah's firm is based in Nashville, TN and manages over $1 billion in assets. They provide portfolio management services for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d, miscellaneous
1
2
TX
09/09/2020 - Present
Sanford C. Bernstein & CO., LLC (HOUSTON TX)
BC
Issued 12/14/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2020
Series 7TO - General Securities Representative Examination
BC
Issued 02/24/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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