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Deborah Genovese Santaniello

Axos Clearing LLC

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About Deborah Genovese Santaniello

Deborah Santaniello is a financial advisor with Axos Clearing LLC, based in Centennial, CO. Deborah has been in the financial industry since 2001 and has a diverse background in financial services. Deborah holds a Series 7, Series 24, Series 63, and Series 65 licenses and is registered to offer securities in Colorado. Deborah has previously worked with Charles Schwab & Co., Inc., E*TRADE SECURITIES LLC, TCADVISORS NETWORK INC., ALLSTATE FINANCIAL SERVICES, LLC, MORGAN STANLEY DW INC., REICH & TANG DISTRIBUTORS L.P., and REICH & TANG, L.P..

Firm Information

Deborah Santaniello is currently registered with Axos Clearing LLC. Axos Clearing LLC is a Limited Liability Company formed in 2004 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration and is regulated by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

133

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Deborah Santaniello’s Registration & Firm History

CO

08/12/2021 - Present

Axos Clearing LLC (CENTENNIAL CO)

CO

07/24/2019 - 12/31/2020

E*TRADE SECURITIES LLC (Centennial CO)

CO

08/28/2015 - 04/09/2018

TCADVISORS NETWORK INC. (CENTENNIAL CO)

CO

10/28/2013 - 11/12/2014

CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)

NE

05/24/2004 - 02/16/2005

ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)

NY

10/06/1992 - 07/10/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

NY

03/26/1991 - 02/04/1992

REICH & TANG DISTRIBUTORS L.P. (NEW YORK NY)

NA

02/24/1987 - 03/26/1991

REICH & TANG, L.P.

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Licenses & Designations

BC

Issued 11/01/2013

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 08/04/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/31/2019

Series 24 - General Securities Principal Examination

BC

Issued 04/09/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/28/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Deborah Genovese Santaniello.
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