Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Gaff is a registered investment advisor and a licensed broker-dealer. Deborah has been in the financial industry since 2007, and has held positions with Fidelity Brokerage Services LLC and National Financial Services LLC. Deborah's current affiliation is with National Financial Services LLC, where she has been employed since 2010. Deborah holds the Series 7, Series 63, and SIE licenses, demonstrating her commitment to staying current with the industry's evolving regulatory environment. Her expertise and experience provide clients with a solid foundation for their financial success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
05/06/2010 - Present
National Financial Services LLC (BOSTON MA)
MA
08/16/2007 - 09/12/2008
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
BC
Issued 10/03/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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