Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Faye Hughes is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., holding registrations in both Pennsylvania and Texas. Deborah has been in the industry since 2006, and has also held positions with EDWARD JONES. Deborah is currently registered with the firm in Pittsburgh, Pennsylvania. Deborah has earned the Series 66, Series 7, Series 9, Series 10, and Series 31 licenses, and has been registered with the firm since 2012. Deborah offers a range of advisory services, including portfolio management for both individuals and businesses, as well as pension consulting and educational seminars. Deborah has a broad client base, including individuals, families, businesses, corporations, charitable organizations, pension plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
06/25/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PITTSBURGH PA)
PA
09/13/2006 - 12/04/2012
EDWARD JONES (PITTSBURGH PA)
BOTH
Issued 9/28/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/9/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/27/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/28/2018
Series 31 - Futures Managed Funds Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/12/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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