Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah F. Lee is a financial advisor registered with LPL Financial LLC. Deborah has been in the securities industry since March 8, 1994. Deborah is registered with the state of California. Deborah is also a registered investment advisor with the state of California. Deborah has passed the Series 7, Series 63, Series 65 and SIE exams. Deborah has experience with clients such as high net worth individuals, corporations, insurance companies, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/13/2007 - Present
LPL Financial LLC (SHERMAN OAKS CA)
CA
07/27/2001 - 02/16/2007
UBS FINANCIAL SERVICES INC. (BEVERLY HILLS CA)
NY
07/18/1996 - 08/03/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
03/08/1994 - 07/16/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 04/08/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Deborah Lee is the right advisor for you? Invested Better is here to help.
