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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Ellen Oconnell is a financial advisor currently registered with Cambridge Investment Research Advisors, Inc. Deborah Ellen Oconnell has been in the financial industry since 1988. Deborah Ellen Oconnell is also registered with Cambridge Investment Research, Inc. Deborah Ellen Oconnell is a registered representative and investment advisor representative in Florida, Illinois, Maryland, New Jersey, New York, and Texas. Deborah Ellen Oconnell has passed the Series 6, Series 7, Series 63, and Series 66 exams. Deborah Ellen Oconnell specializes in financial planning, pension consulting, educational seminars, market timing services, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NY
01/04/2021 - Present
Cambridge Investment Research Advisors, Inc. (Great Neck NY)
NY
11/22/2013 - 01/20/2021
NATIONAL SECURITIES CORPORATION (FLUSHING NY)
NY
01/20/1999 - 11/22/2013
PRIME CAPITAL SERVICES, INC. (FLUSHING NY)
AZ
11/19/1989 - 01/20/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
02/14/1989 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
11/12/1987 - 05/28/1988
LIFE PLANNING INC.
BOTH
Issued 12/31/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/10/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
BC
Issued 11/10/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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