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Deborah Elizabeth Parker

Northwestern Mutual Investment Services, LLC

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About Deborah Elizabeth Parker

Deborah Elizabeth Parker is a financial professional with over 20 years of experience in the financial services industry. Deborah Parker is registered with Northwestern Mutual Investment Services, LLC, and has previously held positions with ROBERT W. BAIRD & CO. INCORPORATED, WMA SECURITIES, INC., and INTERSECURITIES, INC. Deborah Parker is currently licensed to provide financial services in Colorado, Florida, Illinois, Indiana, Michigan, North Carolina, Ohio, Oregon, Pennsylvania, Tennessee, Wisconsin, and Wyoming.

Firm Information

Deborah Parker is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Deborah Parker’s Registration & Firm History

OH

02/02/2007 - Present

Northwestern Mutual Investment Services, LLC (Toledo OH)

WI

11/29/1999 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

GA

06/06/1994 - 11/05/1999

WMA SECURITIES, INC. (DULUTH GA)

FL

03/14/1994 - 06/06/1994

INTERSECURITIES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

BOTH

Issued 08/28/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/24/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/29/1998

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/06/2006

Series 7 - General Securities Representative Examination

BC

Issued 03/10/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Deborah Elizabeth Parker.
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