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Deborah Elizabeth Parker

Northwestern Mutual Investment Services, LLC

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About Deborah Elizabeth Parker

Deborah Elizabeth Parker is a registered representative with Northwestern Mutual Investment Services, LLC. Deborah Parker has been in the financial services industry since 1994. Deborah Parker is registered with the state of Ohio. Deborah Parker holds Series 6, 7, 26, 63 and 66 licenses. Deborah Parker has been with Northwestern Mutual Investment Services, LLC since 2007. Before that, Deborah Parker was with Robert W. Baird & Co. Incorporated, WMA Securities, Inc. and Intersecurities, Inc.. Deborah Parker may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and/or disability income insurance products.

Firm Information

Deborah Parker is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

148 N Summit St

Toledo, OH 43604

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Deborah Parker’s Registration & Firm History

OH

02/02/2007 - Present

Northwestern Mutual Investment Services, LLC (Toledo OH)

WI

11/29/1999 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

GA

06/06/1994 - 11/05/1999

WMA SECURITIES, INC. (DULUTH GA)

FL

03/14/1994 - 06/06/1994

INTERSECURITIES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

BOTH

Issued 8/28/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 3/24/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/29/1998

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 7/6/2006

Series 7 - General Securities Representative Examination

BC

Issued 3/10/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Deborah Elizabeth Parker.
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