Unclaimed
Deborah Dutton Baldini is a registered Investment Advisor Representative with Able Financial Group, LLC. Deborah Baldini has been in the financial services industry for over 40 years and has a wide range of experience in investment advisory and brokerage services. Deborah Baldini works with individuals, families, and businesses to develop and implement personalized financial plans, portfolio management, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
04/29/2024 - Present
Able Financial Group, LLC (SCOTTSDALE AZ)
AZ
08/23/2013 - 04/25/2024
RAYMOND JAMES FINANCIAL SERVICES, INC. (PHOENIX AZ)
AZ
02/29/2008 - 08/23/2013
RAYMOND JAMES & ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
03/09/2002 - 03/17/2008
RBC CAPITAL MARKETS CORPORATION (SCOTTSDALE AZ)
CA
02/08/1999 - 03/09/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
07/11/1979 - 02/10/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
02/23/1979 - 06/30/1979
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
IA
Issued 04/27/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/15/1983
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/1984
Series 3 - National Commodity Futures Examination
BC
Issued 10/13/1983
Series 5 - Interest Rate Options Examination
BC
Issued 03/07/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 01/16/1982
Series 7 - General Securities Representative Examination
BC
Issued 02/10/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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