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Deborah Dutton Baldini

Able Financial Group, LLC

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About Deborah Dutton Baldini

Deborah Dutton Baldini is a registered Investment Advisor Representative with Able Financial Group, LLC. Deborah Baldini has been in the financial services industry for over 40 years and has a wide range of experience in investment advisory and brokerage services. Deborah Baldini works with individuals, families, and businesses to develop and implement personalized financial plans, portfolio management, and other advisory services.

Firm Information

Deborah Baldini is currently registered with Able Financial Group, LLC. Able Financial Group, LLC is an investment advisory firm located in Scottsdale, Arizona. They serve individuals, high-net-worth individuals, corporations or businesses, charitable organizations, and pension or profit-sharing plans. The firm offers a range of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. They manage over $467 million in assets.
Able Financial Group, LLC

8737 E. VIA DE COMMERCIO

SCOTTSDALE, AZ 85258

$467.40M

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Deborah Baldini’s Registration & Firm History

AZ

04/29/2024 - Present

Able Financial Group, LLC (SCOTTSDALE AZ)

AZ

08/23/2013 - 04/25/2024

RAYMOND JAMES FINANCIAL SERVICES, INC. (PHOENIX AZ)

AZ

02/29/2008 - 08/23/2013

RAYMOND JAMES & ASSOCIATES, INC. (SCOTTSDALE AZ)

AZ

03/09/2002 - 03/17/2008

RBC CAPITAL MARKETS CORPORATION (SCOTTSDALE AZ)

CA

02/08/1999 - 03/09/2002

SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)

NY

07/11/1979 - 02/10/1999

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NA

02/23/1979 - 06/30/1979

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

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Licenses & Designations

IA

Issued 04/27/1993

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/04/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 12/15/1983

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/26/1984

Series 3 - National Commodity Futures Examination

BC

Issued 10/13/1983

Series 5 - Interest Rate Options Examination

BC

Issued 03/07/1983

Series 15 - Foreign Currency Options Examination

BC

Issued 01/16/1982

Series 7 - General Securities Representative Examination

BC

Issued 02/10/1979

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Deborah Dutton Baldini. Review regulatory record here.
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