Unclaimed
Deborah Drachman is a financial professional with over 24 years of experience in the industry. Deborah is currently registered with Janus Henderson Distributors US LLC and has previously held positions with firms such as Aberdeen Fund Distributors, LLC, Standard Life Investments Securities LLC, ING Investments Distributor, LLC, and ING Investment Management Services LLC. Deborah has a broad range of experience in the securities industry, including investment banking, institutional sales, and financial consulting. Deborah holds the Series 3, 7, 24, and 63 licenses, as well as the SIE. Deborah is registered in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
11/11/2021 - Present
Janus Henderson Distributors US LLC (DENVER CO)
NY
12/11/2018 - 11/01/2021
ABERDEEN FUND DISTRIBUTORS, LLC (NEW YORK NY)
NY
03/13/2013 - 12/10/2018
STANDARD LIFE INVESTMENTS SECURITIES LLC (New York NY)
NY
08/16/2010 - 10/27/2010
ING INVESTMENTS DISTRIBUTOR, LLC (NEW YORK NY)
NY
12/15/2003 - 08/16/2010
ING INVESTMENT MANAGEMENT SERVICES LLC (NEW YORK NY)
CT
08/23/2001 - 12/15/2003
AELTUS CAPITAL, INC (HARTFORD CT)
NY
11/15/2000 - 02/23/2001
GABELLI & COMPANY, INC. (RYE NY)
NY
03/20/1999 - 10/25/2000
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
08/10/1998 - 08/20/1998
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NA
07/01/1998 - 08/19/1998
SG COWEN SECURITIES CORPORATION
NY
11/16/1994 - 07/01/1998
COWEN & CO. (NEW YORK NY)
PA
01/13/1994 - 07/26/1994
SEI FINANCIAL SERVICES COMPANY (OAKS PA)
BC
Issued 01/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/11/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2016
Series 3 - National Commodity Futures Examination
BC
Issued 01/12/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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