Unclaimed
Deborah Cliffordbrown is a registered representative with Raymond James & Associates, Inc. in Chattanooga, Tennessee. Deborah has been in the securities industry since April 1986. Deborah is licensed to provide investment advice in Alabama, Arizona, Arkansas, Florida, Georgia, Illinois, Iowa, Louisiana, North Carolina, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, and Wisconsin. Deborah is also registered with the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
02/13/2013 - Present
Raymond James & Associates, Inc. (CHATTANOOGA TN)
TN
09/06/2005 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (CHATTANOOGA TN)
NJ
08/14/2000 - 09/22/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
10/08/1992 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
GA
01/04/1988 - 06/01/1995
SUNTRUST SECURITIES, INC. (ATLANTA GA)
NA
08/29/1986 - 02/22/1988
THIRD NATIONAL BROKERAGE SERVICES, INC.
NA
10/26/1984 - 03/08/1985
BROWN ASSOCIATES, INC.
BC
Issued 11/02/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/1988
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1988
Series 52 - Municipal Securities Representative Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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