Unclaimed
Deborah Clark Smith is a financial advisor with over 30 years of experience in the financial services industry. Deborah has been registered with John Hancock Distributors LLC since November 2010. Deborah previously held positions at Signator Investors, Inc. and Putnam Mutual Funds Corp. Deborah is a Series 6, 26, and 63 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
11/16/2010 - Present
John Hancock Distributors LLC (BOSTON MA)
MA
09/03/1996 - 01/31/2005
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
07/10/1989 - 08/12/1996
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
BC
Issued 06/23/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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