Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Clair Johnson is a registered investment advisor representative with Fidelity Personal and Workplace Advisors. Deborah has been in the industry since 2017 and has a Series 66 and Series 63 license as well as a Series 7 and Series 9 & 10 licenses. Deborah has previously worked with AXA Advisors, LLC and has a history of working with individuals and businesses in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
08/29/2019 - Present
Fidelity Personal AND Workplace Advisors (WESTLAKE TX)
TX
06/05/2017 - 05/08/2019
AXA ADVISORS, LLC (FORT WORTH TX)
BOTH
Issued 08/26/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/27/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/08/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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