Unclaimed
Deborah Barker Hamilton is a financial advisor with over 30 years of experience in the financial services industry. Deborah currently works with Merrill Lynch, Pierce, Fenner & Smith Inc. Deborah is registered in 52 states, and has licenses to trade securities and offer investment advice. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Deborah worked with BANC of AMERICA INVESTMENT SERVICES, INC. and MORGAN KEEGAN & COMPANY, INC.. Deborah offers a range of financial services, including portfolio management for businesses and individuals, pension consulting, educational seminars, selection of other advisors, and research reports and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
02/08/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SPARTANBURG SC)
SC
08/28/2001 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (GREENVILLE SC)
TN
04/12/2001 - 08/24/2001
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
AL
03/01/1999 - 04/12/2001
REGIONS INVESTMENT COMPANY, INC. (BIRMINGHAM AL)
NC
12/03/1993 - 02/26/1999
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 06/30/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/03/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/02/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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